PTCE · 19% of the exam
Federal Requirements practice questions
10 free Federal Requirements questions for the Pharmacy Technician Certification Exam (PTCE) exam, each with the correct answer and an explanation for every option.
What this domain covers
Federal law and regulation that governs pharmacy practice, especially controlled substances.
- Exam weight
- 19%
- On a real exam
- ≈ 17 questions
- In our bank
- 119 questions
Topics that come up most
- Controlled substance schedules
- DEA forms and record keeping
- Prescription requirements for controlled substances
- Restricted drug programs and REMS
- FDA recalls and disposal
How to study it
Make a table of the five schedules with examples, refill rules and the DEA form for each action; most questions sit in that table.
Sample Federal Requirements questions
Try each one before opening the answer. Original questions written to the official exam objectives.
Question 1
A technician is sorting new prescriptions for filing and controlled-substance record keeping. Under federal law, how should a prescription for carisoprodol 350 mg tablets be classified?
- AAs a Schedule IV controlled substance
- BAs a Schedule III controlled substance
- CAs a Schedule II controlled substance
- DAs a noncontrolled prescription (legend) drug
Show answer and explanation
Answer: A) As a Schedule IV controlled substance
A DEA final rule published December 12, 2011 and effective January 11, 2012 placed carisoprodol (Soma) in federal Schedule IV.
- ACorrect. The DEA placed carisoprodol in Schedule IV through a final rule that took effect January 11, 2012.
- BIncorrect. HHS recommended Schedule IV for carisoprodol, and the DEA placed it there, not in Schedule III.
- CIncorrect. Carisoprodol is not in Schedule II, which covers drugs with the highest abuse potential that still have an accepted medical use, such as oxycodone.
- DIncorrect. Some states controlled carisoprodol earlier, but it has been federally controlled since the 2012 DEA rule and is no longer a noncontrolled legend drug.
Question 2
A technician notices that the prescribing information for a medication opens with a bordered warning section. Which statement best describes this boxed warning?
- AAn auxiliary sticker the pharmacy adds to vials to flag common, mild side effects
- BFDA's most prominent labeling warning, used to highlight serious or life-threatening risks
- CA required symbol showing that the product is a DEA-controlled substance in Schedules II-V
- DA notice that the drug can be distributed only through a restricted REMS program
Show answer and explanation
Answer: B) FDA's most prominent labeling warning, used to highlight serious or life-threatening risks
A boxed warning is FDA's most prominent labeling warning, placed at the start of the prescribing information to call out serious or life-threatening risks. It is not an auxiliary label, a DEA schedule symbol, or a REMS.
- AIncorrect. Auxiliary labels are optional stickers a pharmacy puts on dispensed containers. A boxed warning is part of the FDA-required labeling for the product and covers serious risks, not mild ones.
- BCorrect. FDA describes the Boxed Warning as its most prominent warning. It is required when a drug carries a significant risk of serious or life-threatening adverse effects, as with the benzodiazepine class.
- CIncorrect. Controlled-substance status is shown by the DEA schedule symbol (for example, C-II). Many boxed-warning drugs are not controlled, and many controlled drugs have no boxed warning.
- DIncorrect. A REMS is a separate risk-management program that may restrict distribution. Some drugs with boxed warnings have no REMS, so the two terms are not the same.
Question 3
Testosterone products are in which DEA schedule?
- ASchedule II
- BSchedule III
- CSchedule IV
- DSchedule V
Show answer and explanation
Answer: B) Schedule III
- AIncorrect. Schedule II includes drugs such as oxycodone and amphetamine.
- BCorrect. Anabolic steroids, including testosterone, are Schedule III.
- CIncorrect. Schedule IV includes drugs such as zolpidem.
- DIncorrect. Schedule V includes drugs such as pregabalin.
Question 4
Which FDA program receives voluntary reports of serious adverse drug reactions?
- AVAERS
- BMedWatch
- CCSOS
- DiPLEDGE
Show answer and explanation
Answer: B) MedWatch
- AIncorrect. VAERS collects reports about vaccines, not other drugs.
- BCorrect. MedWatch is the FDA's safety information and adverse event reporting program.
- CIncorrect. CSOS is the DEA's electronic ordering system for controlled substances.
- DIncorrect. iPLEDGE is the isotretinoin REMS program.
Question 5
Which controlled substance labels must carry the federal warning against transferring the drug to anyone other than the patient?
- ASchedules II, III and IV
- BSchedule V only
- CSchedule I only
- DNo controlled substances
Show answer and explanation
Answer: A) Schedules II, III and IV
- ACorrect. Federal rules require the transfer warning on Schedule II–IV prescription labels.
- BIncorrect. The warning covers Schedules II through IV.
- CIncorrect. Schedule I drugs are not dispensed on prescriptions.
- DIncorrect. The warning is required for Schedules II–IV.
Question 6
Under federal DEA regulations, which statement correctly describes the forms of prescription a pharmacist may accept when dispensing a Schedule III, IV or V controlled substance?
- AA signed paper prescription, a fax of a signed paper prescription, a compliant electronic prescription, or an oral prescription from the practitioner
- BA signed paper prescription or an electronic prescription; oral orders are accepted only in an emergency and need written follow-up within 7 days
- CA compliant electronic prescription only; federal rules no longer recognize faxed or oral prescriptions for controlled substances
- DA signed paper prescription, a fax of a signed paper prescription, or an oral prescription; electronic prescribing is limited to Schedule II drugs
Show answer and explanation
Answer: A) A signed paper prescription, a fax of a signed paper prescription, a compliant electronic prescription, or an oral prescription from the practitioner
Under 21 CFR 1306.21(a), a Schedule III–V prescription may be a signed paper prescription, a fax of one, an electronic prescription or an oral prescription from the practitioner. Schedule II prescriptions follow stricter rules.
- ACorrect. 21 CFR 1306.21(a) permits Schedule III–V dispensing under any of these four forms. An oral prescription must be promptly reduced to writing by the pharmacist.
- BIncorrect. The emergency oral order with written follow-up within 7 days is the Schedule II rule in 21 CFR 1306.11(d). For Schedule III–V drugs, oral prescriptions are routinely allowed.
- CIncorrect. Federal regulations still allow paper, faxed and oral prescriptions for Schedule III–V drugs alongside electronic ones.
- DIncorrect. Electronic prescriptions that meet parts 1306 and 1311 are allowed for Schedules II through V, not just Schedule II.
Question 7
Under the Poison Prevention Packaging Act, which situation allows a prescription drug to be dispensed in a non-child-resistant container?
- AThe pharmacist decides the patient is old enough to need easy-open caps
- BThe prescriber directs it in the order, or the patient asks for it
- CThe technician notes in the profile that no children live in the home
- DThe manufacturer's stock bottle is labeled as intended for adult use
Show answer and explanation
Answer: B) The prescriber directs it in the order, or the patient asks for it
The PPPA allows a prescription to be dispensed in a non-child-resistant container only when the prescriber directs it in the order or the purchaser requests it.
- AIncorrect. The pharmacist's own judgment about the patient's age does not waive the requirement. Only the prescriber or the purchaser can ask for noncomplying packaging.
- BCorrect. The PPPA allows a prescription to be dispensed in noncomplying packaging when the prescriber directs it in the order or when the purchaser (patient) requests it.
- CIncorrect. A technician's note about the household is not a basis for an exemption. The request must come from the prescriber or the purchaser.
- DIncorrect. Adult-use labeling by the manufacturer does not exempt a dispensed prescription from child-resistant packaging.
Question 8
The Drug Quality and Security Act of 2013 created which category of compounders?
- ARetail pharmacy chains
- B503B outsourcing facilities
- CNuclear pharmacies
- DMail-order pharmacies
Show answer and explanation
Answer: B) 503B outsourcing facilities
- AIncorrect. It created 503B outsourcing facilities.
- BCorrect. They follow current good manufacturing practices.
- CIncorrect. It created 503B outsourcing facilities.
- DIncorrect. It created 503B outsourcing facilities.
Question 9
The federal Anti-Kickback Statute prohibits:
- ASelling OTC products
- BDiscounting cash prices
- CFilling prescriptions written by prescribers in other states
- DPaying or receiving value for federal program referrals
Show answer and explanation
Answer: D) Paying or receiving value for federal program referrals
- AIncorrect. It targets payments for referrals.
- BIncorrect. It targets payments for referrals.
- CIncorrect. It targets payments for referrals.
- DCorrect. Violations can bring criminal penalties.
Question 10
Morphine sulfate is in which DEA schedule?
- ASchedule II
- BSchedule III
- CSchedule IV
- DSchedule V
Show answer and explanation
Answer: A) Schedule II
- ACorrect. Morphine is a Schedule II opioid.
- BIncorrect. It's Schedule II.
- CIncorrect. It's Schedule II.
- DIncorrect. It's Schedule II.
Federal Requirements: FAQs
How much of the PTCE exam is Federal Requirements?
Federal Requirements is 19% of the PTCE exam by the official exam guide's weighting, which on a 90-question form works out to roughly 17 questions. The real exam's exact split varies by form.
What does the Federal Requirements domain cover?
Federal law and regulation that governs pharmacy practice, especially controlled substances.
How should I study Federal Requirements for PTCE?
Make a table of the five schedules with examples, refill rules and the DEA form for each action; most questions sit in that table.
Where can I practise more Federal Requirements questions?
This page has 10 free Federal Requirements questions with answers. The ExamWize PTCE question bank has 119 questions in this domain. Every practice exam result breaks your score down by domain, and Review Mode re-drills the questions you missed.
Get Federal Requirements exam-ready
The full PTCE bank has 119 Federal Requirements questions. Timed practice exams match the real exam's length and domain weights, every result shows your score per domain, and Review Mode re-drills the questions you missed.
Not affiliated with PTCB; questions are original, written from the official exam outline, and never copied from the real exam.