ASP11 · 5% of the exam
Legal practice questions
10 free Legal questions for the Associate Safety Professional (ASP) (ASP11) exam, each with the correct answer and an explanation for every option.
What this domain covers
The smallest ASP domain: the legal framework for safety work, including OSHA rules and enforcement, recordkeeping, liability and professional ethics.
- Exam weight
- 5%
- On a real exam
- ≈ 10 questions
- In our bank
- 31 questions
Topics that come up most
- OSH Act and the General Duty Clause
- OSHA recordkeeping and recordability criteria
- Inspections, citations and penalties
- Multi-employer worksites and contractor responsibility
- Negligence, liability and the BCSP Code of Ethics
How to study it
Go through the 29 CFR 1904 recordability criteria and work out which of your own example cases count as recordable; it is the most testable part of a small domain.
Sample Legal questions
Try each one before opening the answer. Original questions written to the official exam objectives.
Question 1
Being named an "additional insured" on a contractor's policy mainly helps the owner by:
- AMaking the owner pay the contractor's premiums
- BExtending the contractor's coverage to the owner
- CRemoving the contractor's duty to work safely
- DReplacing the owner's own insurance entirely
Show answer and explanation
Answer: B) Extending the contractor's coverage to the owner
- AIncorrect. That isn't the purpose.
- BCorrect. It's a contractual risk transfer.
- CIncorrect. Safety duties remain.
- DIncorrect. It supplements coverage.
Question 2
An employer refuses to let an OSHA compliance safety and health officer (CSHO) enter its facility for a scheduled inspection. Under OSHA's inspection regulations, what is the appropriate course of action for OSHA?
- AIssue a citation and penalty to the employer for refusing entry
- BSeek compulsory process, such as an ex parte inspection warrant
- CContinue the inspection over the objection under the OSH Act's right of entry
- DAsk the Review Commission (OSHRC) for an order compelling entry
Show answer and explanation
Answer: B) Seek compulsory process, such as an ex parte inspection warrant
If an employer refuses entry, the CSHO ends or limits the inspection, and OSHA may seek compulsory process such as an inspection warrant under 29 CFR 1903.4.
- AIncorrect. An employer may require a warrant before it allows entry, so a refusal is not cited as a violation. Under 29 CFR 1903.4, the refusal is reported to the Area Director so that OSHA can seek compulsory process.
- BCorrect. Under 29 CFR 1903.4, the CSHO ends or limits the inspection and reports the refusal. OSHA may then seek compulsory process, which includes an ex parte application for an inspection warrant. This matches the 1978 Marshall v. Barlow's decision.
- CIncorrect. When entry is refused, 29 CFR 1903.4(a) requires the CSHO to end the inspection or limit it to areas where there is no objection. A warrantless inspection over the employer's objection is not allowed.
- DIncorrect. OSHRC rules on contested citations and penalties; it does not issue inspection warrants. OSHA seeks compulsory process with the Regional Solicitor's involvement, for example by applying to a court for a warrant.
Question 3
A jury finds that an injured worker's total damages in a third-party negligence suit are $200,000. It assigns 30% of the fault to the worker and 70% to the defendant. In a jurisdiction that applies pure comparative negligence, how much can the worker recover?
- A$140,000
- B$200,000
- C$0
- D$60,000
Show answer and explanation
Answer: A) $140,000
Comparative negligence reduces a plaintiff's damages in proportion to their own share of fault, so a plaintiff found 30% at fault recovers 70% of $200,000, or $140,000.
- ACorrect. Under pure comparative negligence, damages are reduced in proportion to the plaintiff's share of fault: $200,000 × (1 − 0.30) = $140,000.
- BIncorrect. This ignores the worker's 30% share of fault. Comparative negligence reduces the award by that share.
- CIncorrect. A complete bar to recovery is the result under traditional contributory negligence. A 30% share of fault also stays below the 50% or 51% bars used in modified comparative negligence states.
- DIncorrect. $60,000 is the worker's own 30% share of the fault. It is the amount the award is reduced by, not the amount the worker recovers.
Question 4
When scheduling inspections, OSHA generally gives the highest priority to:
- ARoutine programmed inspections of low-hazard offices
- BImminent danger situations
- CFollow-up visits on closed cases
- DRequests for free consultation
Show answer and explanation
Answer: B) Imminent danger situations
- AIncorrect. Those are lower priority.
- BCorrect. Fatalities and serious injuries come next.
- CIncorrect. Those are lower priority.
- DIncorrect. Consultation is separate.
Question 5
On a multi-employer worksite, the employer with general authority over the site is the:
- AControlling employer
- BExposing employer
- CCorrecting employer
- DCreating employer
Show answer and explanation
Answer: A) Controlling employer
- ACorrect. It must exercise reasonable care to prevent violations.
- BIncorrect. That's whose workers are exposed.
- CIncorrect. That's who fixes hazards.
- DIncorrect. That's who caused the hazard.
Question 6
A client asks a certified safety professional to review its machine-guarding program. The client also wants the professional to certify that the cybersecurity protections on the plant's industrial control system are adequate. The professional has no training or experience in cybersecurity. Under the BCSP Code of Ethics, what is the most appropriate response?
- AAccept both tasks, because the safety credential shows broad competence across all workplace hazards
- BAccept both tasks, but have the client sign a waiver acknowledging the professional's limited cybersecurity expertise
- CDo the guarding review and recommend that a qualified cybersecurity specialist evaluate the control system
- DAccept both tasks and certify the control system based on the vendor's written assurances
Show answer and explanation
Answer: C) Do the guarding review and recommend that a qualified cybersecurity specialist evaluate the control system
The BCSP Code of Ethics says certificants should take on assignments only when qualified by education or experience in the specific technical field. For work outside that field, they should refer it to a qualified expert rather than accept it.
- AIncorrect. A safety credential does not cover every technical field. The Code says to take on assignments only when qualified by education or experience in the specific technical field involved.
- BIncorrect. A waiver does not make the professional competent. Certifying adequacy without the needed qualifications still breaks the Code's competence standard and may put people at risk.
- CCorrect. The professional stays within their area of competence, which the Code requires, and the client still gets the cybersecurity question handled by someone qualified.
- DIncorrect. Signing off based on another party's claims, without the ability to judge them, is not an honest or competent professional opinion. The Code requires competence in the specific technical field.
Question 7
Under Section 11(c) of the OSH Act, an employee who believes they were punished for a safety complaint generally must file a complaint with OSHA within:
- A30 days
- B1 year
- C5 years
- D24 hours
Show answer and explanation
Answer: A) 30 days
- ACorrect. Prompt filing is important.
- BIncorrect. That's too long.
- CIncorrect. That's too long.
- DIncorrect. That's too short.
Question 8
A refinery covered by OSHA's Process Safety Management standard (29 CFR 1910.119) hires a maintenance contractor for work in a covered process area. Which responsibility does the standard assign to the refinery (host employer) rather than to the contract employer?
- AAssuring that each contract employee is trained in the work practices needed to do the job safely
- BPeriodically evaluating how well the contractor fulfills its safety obligations under the standard
- CDocumenting each contract employee's training, including the date and means of verifying understanding
- DAdvising the other party of any unique hazards created by the contractor's own work
Show answer and explanation
Answer: B) Periodically evaluating how well the contractor fulfills its safety obligations under the standard
Under 29 CFR 1910.119(h)(2), the host employer must evaluate a contractor's safety record when selecting it, inform it of process hazards, explain the emergency action plan, control access, periodically evaluate its performance, and keep a contract employee injury log. Training contract employees and documenting that training are contract employer duties under (h)(3).
- AIncorrect. Under 1910.119(h)(3)(i), training contract employees in safe work practices is the contract employer's duty.
- BCorrect. 1910.119(h)(2)(v) requires the host employer to periodically evaluate how well contract employers meet their obligations under paragraph (h)(3).
- CIncorrect. Under 1910.119(h)(3)(iii), keeping records of contract employee training is the contract employer's duty.
- DIncorrect. Under 1910.119(h)(3)(v), the contract employer must tell the host employer about unique hazards its work creates or uncovers.
Question 9
OSHA may classify a violation as "de minimis" when:
- AIt caused a fatality at the site
- BIt has no direct or immediate relationship to safety or health
- CThe employer ignored a known hazard on purpose
- DThe same violation was cited last year
Show answer and explanation
Answer: B) It has no direct or immediate relationship to safety or health
- AIncorrect. That would be serious or willful.
- BCorrect. No penalty is usually proposed.
- CIncorrect. That's willful.
- DIncorrect. That's repeat.
Question 10
A general contractor left a floor opening unguarded, contrary to its own site rules and the applicable standard. A subcontractor's worker stepped into the opening and fell partway through. He was unhurt, needed no medical care and lost no work time. He then sued the general contractor for negligence. Which element of negligence is the claim most likely to fail?
- ADuty, because the worker was employed by a subcontractor
- BBreach, because the opening was only briefly unguarded
- CCausation, because the worker chose where to step
- DDamages, because the worker suffered no actual injury or loss
Show answer and explanation
Answer: D) Damages, because the worker suffered no actual injury or loss
To prove negligence, a plaintiff must show four things: duty, breach of that duty, causation and damages. Without actual injury or loss, a negligence claim fails even when duty, breach and causation are present.
- AIncorrect. A duty of care can exist without an employment or contractual relationship. A general contractor that controls the site owes a duty of reasonable care to people working there, so this element is likely met.
- BIncorrect. Leaving the opening unguarded, contrary to site rules and the applicable standard, falls below the standard of care. How long it was unguarded does not erase the breach.
- CIncorrect. The fall happened directly because of the unguarded opening, so there is a link between the breach and the event. Any carelessness by the worker might reduce recovery, but it does not remove causation.
- DCorrect. Negligence requires actual harm, such as physical injury, medical costs or lost wages. A near miss with no injury or loss leaves nothing to compensate, so the damages element fails.
Legal: FAQs
How much of the ASP11 exam is Legal?
Legal is 5% of the ASP11 exam by the official exam guide's weighting, which on a 200-question form works out to roughly 10 questions. The real exam's exact split varies by form.
What does the Legal domain cover?
The smallest ASP domain: the legal framework for safety work, including OSHA rules and enforcement, recordkeeping, liability and professional ethics.
How should I study Legal for ASP11?
Go through the 29 CFR 1904 recordability criteria and work out which of your own example cases count as recordable; it is the most testable part of a small domain.
Where can I practise more Legal questions?
This page has 10 free Legal questions with answers. The ExamWize ASP11 question bank has 31 questions in this domain. Every practice exam result breaks your score down by domain, and Review Mode re-drills the questions you missed.
Other ASP11 topics
- Mathematical Calculations10% of the exam
- Safety Programs and Concepts25% of the exam
- Ergonomics8% of the exam
- Fire Prevention and Protection12% of the exam
- Emergency Preparedness and Response10% of the exam
- Industrial Hygiene and Occupational Health12% of the exam
- Environmental Management7% of the exam
- Training, Education, and Communication11% of the exam
Also: 15 free questions across all topics, the ASP11 cheat sheet and the study guide.
Get Legal exam-ready
The full ASP11 bank has 31 Legal questions. Timed practice exams match the real exam's length and domain weights, every result shows your score per domain, and Review Mode re-drills the questions you missed.
Not affiliated with BCSP; questions are original, written from the official exam outline, and never copied from the real exam.